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Showing 1861 to 1870 of 2368 search results for This final notice refers to a failure.

  1. Final Notice 2022: Michael Mendonca Nascimento [pdf]

    Final notices Published: 28/04/2022
    This Final Notice (Michael Mendonca Nascimento) refers to breaches of FIT. We imposed a prohibition.

  2. Final Notice 2018: Wilton Trading Limited [pdf]

    Final notices Published: 08/05/2018
    This final notice (Wilton Trading Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: Troopers Sales Limited [pdf]

    Final notices Published: 08/05/2018
    This final notice (Troopers Sales Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Terry John Farr [pdf]

    Final notices Published: 29/05/2019
    This final notice (Terry John Farr) refers to breaches of FIT related to lack of fitness/propriety and wholesale conduct in the trading firm sector. We imposed a prohibition.

  5. Final Notice 2015: Merlin Loans and Mortgages Limited [pdf]

    Final notices Published: 14/09/2015 Last modified: 14/09/2015
    This final notice refers to breaches of PRIN 6, PRIN 11, DISP and COND related to threshold conditions, failing to be open and co-operative, and unfair treatment of customers in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2015: Carbon Reduction Group Limited [pdf]

    Final notices Published: 30/11/2015 Last modified: 30/11/2015
    This final notice refers to breaches of COND and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

  7. FCA Final Notice 2014: ASE Global Transfers Limited [pdf]

    Final notices Published: 17/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  8. Final Notice 2019: Sure-Fire Gas Ltd [pdf]

    Final notices Published: 20/09/2019
    This final notice (Sure-Fire Gas Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: Notion Capital Managers LLP [pdf]

    Final notices Published: 20/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2015: MGI Asset Management Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 05/08/2015
    This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.
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