Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 421 to 430 of 2362 search results for This final notice refers to a failure.

  1. Final Notice 2018: Credit Car Ltd [pdf]

    Final notices Published: 12/06/2018
    This FCA final notice (Credit Car Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final notice 2020: Waterside Classics Limited [pdf]

    Final notices Published: 09/07/2020
    This final notice (Waterside Classics Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.

  3. Final Notice 2019: Grandison Garage Ltd [pdf]

    Final notices Published: 05/07/2019
    This final notice (Grandison Garage Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2020: Asia Research and Capital Management Ltd [pdf]

    Final notices Published: 14/10/2020 Last modified: 14/10/2020
    This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.

  5. Final Notice 2022: Wakefield Motor House Ltd [pdf]

    Final notices Published: 05/10/2022
    This final notice (Wakefield Motor House Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

  6. Final Notice 2019: Manda Garage Limited [pdf]

    Final notices Published: 30/01/2019
    This final notice (Manda Garage Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Grand A Car Ltd [pdf]

    Final notices Published: 22/01/2019
    This final notice (Grand A Car Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2021: Transfer Gurus Ltd [pdf]

    Final notices Published: 20/07/2021
    This final notice (Transfer Gurus Ltd) refers to a failure to demonstrate a willingness to comply with regulatory obligations, and to deal with the Authority in an open and co-operative way in the payment services sector. In order to protect the

  9. Final Notice 2018: Lee Brian Stanyer [pdf]

    Final notices Published: 24/08/2018
    This FCA final notice (Lee Brian Stanyer) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2020: Spiral Cycles Limited [pdf]

    Final notices Published: 19/02/2020
    This final notice (Spiral Cycles Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
Related topics