Search results

Showing 621 to 630 of 2363 search results for This final notice refers to a failure.

621. Primary Market Bulletin 33

     Newsletters Published: 29/03/2021 Last modified: 22/04/2021
     Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

622. 2017 Disclosure Log

     Last modified: 16/11/2023
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

623. FCA operating service metrics 2021/22

     Data Published: 19/07/2022 Last modified: 20/12/2023
     The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.

624. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

     Press Releases Published: 05/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).

625. Our Perimeter Report

     Annual reports Published: 20/07/2022 Last modified: 05/04/2024
     Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

626. Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA

     Press Releases Published: 10/04/2019 Last modified: 10/04/2019
     The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA).

627. FCA publishes decision notices against One Call Insurance Services Limited and John Lawrence Radford

     Press Releases Published: 26/01/2018 Last modified: 26/01/2018
     The Financial Conduct Authority has today published Decision Notices in respect of One Call Insurance Services Limited (One Call) and its Chief Executive and majority shareholder John Lawrence Radford.

628. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

     Press Releases Published: 12/11/2014 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

629. Notice of Decision 2024: GS5 Motors Limited [pdf]

     Decision notices Published: 18/07/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

630. 2023 fines

     News stories Published: 12/01/2023 Last modified: 04/04/2024
     Enforcement fines published in 2023.