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Showing 851 to 860 of 2364 search results for This final notice refers to a failure.
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FCA Final Notice 2014: Sesame Limited [pdf]
This final notice refers to breaches of PRIN 8 and COBS related to conflicts of interest in the life insurance and investment adviser sector. We imposed a fine. -
Notice of Decision 2024: Richard George Murray [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Stephen Edward Jeffery [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: SheeWater Home Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Efficiency Boilers Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Abel Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: The Bridge Money Advisory Service [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: The Carrosserie Company (UK) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Notice of Decision 2023: RGS Forfar Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Mr Kenneth Shuttleworth [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.