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Showing 931 to 940 of 2367 search results for This final notice refers to a failure.

  1. FCA Final Notice 2013: John Dixon [pdf]

    Final notices Published: 03/06/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

  2. Notice of Decision 2024: ESA Auto Motive Ltd [pdf]

    Decision notices Published: 16/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  3. Notice of Decision 2024: Trade Cars Of Bristol Limited [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]

    Decision notices Published: 13/06/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  5. Notice of Decision 2024: JDS MOTORS (SCOTLAND) LTD [pdf]

    Decision notices Published: 04/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Final Notice 2024: Tyrone Miller [pdf]

    Final notices Published: 31/05/2024
    “This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.”

  7. Final notice 2016: Abbas Khan trading as Parry Lane Services [pdf]

    Final notices Published: 03/03/2016 Last modified: 03/03/2016
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]

    Decision notices Published: 20/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Final Notice 2017: Ann Burke [pdf]

    Final notices Published: 31/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Notice of Decision 2024: Ashworths Of London (Finance) Ltd [pdf]

    Decision notices Published: 24/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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