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Showing 941 to 950 of 2367 search results for This final notice refers to a failure.

  1. Notice of Decision 2024: C A Car & Commercials Limited [pdf]

    Decision notices Published: 16/07/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  2. Notice of Decision 2024: Delicious Fine Foods Ltd [pdf]

    Decision notices Published: 02/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Final notice 2016: W H Ireland Limited [pdf]

    Final notices Published: 23/02/2016 Last modified: 23/02/2016
    This final notice refers to breaches of PRIN 3 and SYSC related to market protection, culture/governance and conflicts of interest in the wealth management and private banking sector. We imposed a fine and restriction.

  4. Final Notice 2017: Parm Milap [pdf]

    Final notices Published: 04/07/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2024: Paul Ulliott [pdf]

    Final notices Published: 15/01/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  6. Notice of Decision 2024: The Car Leasing Warehouse Ltd [pdf]

    Decision notices Published: 05/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: NATIONAL CAR FINANCE LTD [pdf]

    Decision notices Published: 10/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Final Notice 2017: Gary Drury [pdf]

    Final notices Published: 17/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Notice of Decision 2024: A-Z Motors (Peterborough) Limited [pdf]

    Decision notices Published: 15/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Final Notice 2024: Robert Harriss [pdf]

    Final notices Published: 24/05/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the credit broker sector. We imposed a prohibition.
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