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Showing 991 to 1000 of 2441 search results for This final notice refers to a failure.

  1. Final Notice 2017: Philip Gee [pdf]

    Final notices Published: 29/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Notice of Decision 2024: Cash Converters (Stoke) Limited [pdf]

    Decision notices Published: 19/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2024: Ispiri Wheels UK Ltd [pdf]

    Decision notices Published: 10/07/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  4. Final Notice 2023: Mr Paul Steel [pdf]

    Final notices Published: 04/07/2023
    This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

  5. FCA Final Notice 2014: Mohsin Shahzad Khan [pdf]

    Final notices Published: 11/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  6. Notice of Decision 2024: Trade Cars Of Bristol Limited [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024:VULCAN CARS UK LTD   [pdf]

    Decision notices Published: 18/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Final Notice 2024: Clint Canning (AKA Christian Beauchamp AKA Clint Foster) [pdf]

    Final notices Published: 16/02/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  9. Final Notice 2017: Ashby Sales [pdf]

    Final notices Published: 02/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Notice of Decision 2024: ESA Auto Motive Ltd [pdf]

    Decision notices Published: 16/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 
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