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Showing 601 to 610 of 657 search results for This final notice refers to a failure to satisfy.

601. Final Notice 2023: LCUK Finance Ltd [pdf]

     Final notices Published: 03/04/2023
     This final notice refers to a failure to be open and co-operative with the Authority PRIN 11.

602. Final notice 2016: FJ Autos Limited [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

603. Final Notice 2019: UBS AG [pdf]

     Final notices Published: 19/03/2019
     This final notice (UBS AG) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

604. Final notice 2015: Fast Track Money Transfer (UK) Limited [pdf]

     Final notices Published: 13/11/2015 Last modified: 13/11/2015
     This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 6, related to failure to meet the conditions for authorisation. We imposed a refusal of the firm’s application for authorisation as a payment

605. Final Notice 2023: Equifax Limited [pdf]

     Final notices Published: 13/10/2023
     This Final Notice relates to the outsourcing of data processing to an intragroup entity which experienced a data breach. The Final Notice refers to risk management failings (Principle 3) and failings in relation to treating customers fairly and

606. Final Notice 2024: Fast Remit Limited [pdf]

     Final notices Published: 21/03/2024
     This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

607. Final Notice 2020: Sultan Exchange Ltd [pdf]

     Final notices Published: 24/07/2020
     This final notice (Sultan Exchange Ltd.) refers to a failure to provide the information considered necessary to determine the application. We refused the firm’s application for authorisation.

608. Final Notice 2017: Steven Maoudis trading as Montana Debt Management [pdf]

     Final notices Published: 06/02/2017
     This final notice refers to breaches of COND related to concerns arising out of the applicant’s knowledge of available debt solutions, advice process used to advise clients, and business continuity plan. We imposed a refusal of the applicant’s

609. Final Notice 2024: Fox Global Trading Limited [pdf]

     Final notices Published: 17/01/2024
     This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.

610. Final Notice 2021: Master FinCapital Limited [pdf]

     Final notices Published: 09/09/2021
     This final notice refers to failure to conduct regulated activities. We imposed a cancellation.