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Showing 1091 to 1100 of 2125 search results for This final notice refers to breaches.

  1. Final Notice 2019: Royaume FEX Limited [pdf]

    Final notices Published: 07/01/2019
    This final notice (Royaume FEX Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

  2. Final Notice 2021: Prestige First Ltd [pdf]

    Final notices Published: 16/08/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  3. Final Notice 2021: Alistair Shields (trading as Royal Oak Car Sales) [pdf]

    Final notices Published: 21/04/2021
    This final notice (trading as Royal Oak Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2024: H2O AM LLP (H2O) [pdf]

    Final notices Published: 07/08/2024
    This Final Notice (H2O AM LLP (H2O)) refers to a failure: to act with due skill, care and diligence; as an AMF to ensure a high level of diligence in the selection of scheme property and to act in the best interest of the scheme and its unitholders;

  5. Final Notice 2019: Sure-Fire Gas Ltd [pdf]

    Final notices Published: 20/09/2019
    This final notice (Sure-Fire Gas Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: Belvedere Finance Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Belvedere Finance Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2018: Renovize Homes Limited [pdf]

    Final notices Published: 27/04/2018
    This final notice (Renovize Homes Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2019: William Scott Dickson (WD Motors trading as) [pdf]

    Final notices Published: 22/11/2019
    This final notice (William Scott Dickson (WD Motors trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  9. Final notice 2020: Global Remarketing Limited [pdf]

    Final notices Published: 21/05/2020
    This final notice (Global Remarketing Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2020: London Executive Cars Limited [pdf]

    Final notices Published: 08/06/2020
    This final notice (London Executive Cars Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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