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Showing 1341 to 1350 of 2125 search results for This final notice refers to breaches.
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Notice of Decision 2024: Clarks Premier Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Martin McDonnell [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Mr George Beatty (trading as GB Auto Sales) [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2023: Arggen 1 Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation. -
Notice of Decision 2024: Bennett P Limited, trading as Snap-on; Snap-on Diagnostics; and Snap-on Tools [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decicion Notice 2020: Finelease – Leasing European SA [pdf]
This decision notice (Finelease – Leasing European SA) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading -
Notice of Decision 2023: 5 Stars Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Hamblyn Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2018: Linear Investments Limited [pdf]
This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the -
Notice of Decision 2023: DD Automotive Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.