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Showing 1341 to 1350 of 2125 search results for This final notice refers to breaches.

  1. Notice of Decision 2024: Clarks Premier Limited [pdf]

    Decision notices Published: 27/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     

  2. Notice of Decision 2023: Martin McDonnell [pdf]

    Decision notices Published: 25/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2024: Mr George Beatty (trading as GB Auto Sales) [pdf]

    Decision notices Published: 17/04/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  4. Notice of Decision 2023: Arggen 1 Limited [pdf]

    Decision notices Published: 10/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation.

  5. Notice of Decision 2024: Bennett P Limited, trading as Snap-on; Snap-on Diagnostics; and Snap-on Tools [pdf]

    Decision notices Published: 25/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Decicion Notice 2020: Finelease – Leasing European SA [pdf]

    Decision notices Published: 05/08/2020
    This decision notice (Finelease – Leasing European SA) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading

  7. Notice of Decision 2023: 5 Stars Motors Limited [pdf]

    Decision notices Published: 07/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.    

  8. Notice of Decision 2024: Hamblyn Cars Limited [pdf]

    Decision notices Published: 15/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.       

  9. Decision Notice 2018: Linear Investments Limited [pdf]

    Decision notices Published: 27/09/2018
    This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the

  10. Notice of Decision 2023: DD Automotive Ltd [pdf]

    Decision notices Published: 12/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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