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Showing 1351 to 1360 of 2125 search results for This final notice refers to breaches.

  1. Notice of Decision 2024: Ftech Engineering Ltd [pdf]

    Decision notices Published: 19/03/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  2. Decision Notice 2023: Toni Fox [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.

  3. Notice of Decision 2024: Regional Legal Limited [pdf]

    Decision notices Published: 20/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Decision Notice 2023: James Edward Staley [pdf]

    Decision notices Published: 12/10/2023
    This Decision Notice refers to breaches of the Senior Management Conduct Rules and Individual Conduct Rules relating to integrity and the disclosure of information to and relations with regulators. We have issued a Decision Notice seeking to impose

  5. Notice of Decision to Cancel 2024: Found Estates [pdf]

    Decision notices Published: 19/02/2024
    This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.

  6. Notice of Decision 2024: Luqel UK Ltd [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2023: Western Euro Limited [pdf]

    Decision notices Published: 16/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2024: VU Games Limited [pdf]

    Decision notices Published: 01/07/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  9. Notice of Decision 2023: ADS Essex Ltd [pdf]

    Decision notices Published: 14/11/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2023 : HG Motors Ltd [pdf]

    Decision notices Published: 06/11/2023
    This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation.
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