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Showing 1371 to 1380 of 2125 search results for This final notice refers to breaches.

  1. Notice of Decision 2024: John Scobie Biggar [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  2. Notice of Decision 2023: DNS Claims Ltd [pdf]

    Decision notices Published: 04/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2024: Reakt Media Limited [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  4. Notice of Decision 2024: Douglas Ian Mcclure (trading as Whizzy Wheels) [pdf]

    Decision notices Published: 24/07/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  5. Notice of Decision 2023: MKL Finance Ltd [pdf]

    Decision notices Published: 08/11/2023
    This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: Ayaan Motors Limited [pdf]

    Decision notices Published: 09/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  7. FCA Decision Notice 2014: Standard Bank PLC [pdf]

    Decision notices Published: 23/01/2014 Last modified: 04/06/2015
    This decision notice refers to breaches of Money Laundering Regulations 2007 related to financial crime in the investment banking sector. We imposed a fine.

  8. Decision Notice 2022: Barclays plc [pdf]

    Decision notices Published: 21/10/2022
    This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty.

  9. Notice of Decision to Cancel: Dentons Consultants Limited [pdf]

    Cancellation notices Published: 26/10/2015 Last modified: 26/10/2015
    This notice of decision refers to a breach of the Money Laundering Regulations 2007 in the Wealth Management and Private Banking and Investment Advisor sector. We imposed a cancellation.

  10. Notice of Decision 2024: Atech Automotive Ltd [pdf]

    Decision notices Published: 20/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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