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Showing 1411 to 1420 of 2125 search results for This final notice refers to breaches.
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Decision Notice: Cathay International Holdings Limited [pdf]
This decision notice (Cathay International Holdings Limited) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed. -
Notice of Decision 2023: James Anthony Donaldson (trading as Castle Credit Company) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2018: Uvenco Limited [pdf]
This final notice -
Notice of Decision 2023: Insure 24/7 Limited [pdf]
This Notice of Decision (Insure 24/7 Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: RACE 2 OFF-ROAD NE LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision to Cancel 2024: Glass Legal Limited [pdf]
This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation. -
Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation. -
Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision to Cancel 2024: Maguire Card Limited [pdf]
This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation. -
Notice of Decision 2023: London Residentials Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.