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Showing 1451 to 1460 of 2125 search results for This final notice refers to breaches.
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Notice of Decision 2023: LJC Finance & Leasing Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2018: Gary Lea Whitlock [pdf]
This final -
Notice of Decision 2024: UK Automotive Specialists Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2021: Geoffrey Edward Armin [pdf]
This decision notice (Geoffrey Edward Armin) refers to breaches of APER 2, APER 7, FIT and COBS related to failing to demonstrate that suitable advice was given in the investment adviser and pensions sector. Our view is that a financial penalty and -
Decision Notice 2023: Bangor Tyre Service Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: AP Paper Supplies Limited [pdf]
This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Commercial Trade Centre Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Bridlington Holiday Park Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Sovereign Home Improvements Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.