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Showing 1461 to 1470 of 2125 search results for This final notice refers to breaches.

  1. Final Notice 2020: Neil Bartlett [pdf]

    Final notices Published: 08/04/2020
    This Final Notice (Neil Bartlett) refers to failure to meet the criteria in FIT. We imposed a prohibition.

  2. Notice of Decision 2023: Raven Tipper Hire Ltd (formerly known as Elite Cars & Recovery Limited) [pdf]

    Notices and decisions Published: 12/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2023: Synergy Energy Solutions Ltd [pdf]

    Decision notices Published: 22/08/2023
    This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation.

  4. FCA Decision Notice 2013: Clive John Rosier [pdf]

    Decision notices Published: 23/05/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of APER 2 and 7 related to unfair treatment of customers in relation to complaints-handling and lack of fitness/propriety in the investment advisors and platforms sector. Our view is that a fine, withdrawal

  5. Final notice 2020: Pixma Group Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Pixma Group Ltd) refes to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Notice of Decision 2023: Beds & Chairs Direct Ltd [pdf]

    Decision notices Published: 20/09/2023
    Conduct: Failing to carry on regulated activities   Breaches: N/A  Subject: Firm  Outcome: Cancellation 

  7. FCA Decision Notice 2013: Andrew Peter Wilkins [pdf]

    Decision notices Published: 04/10/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. We imposed a fine and partial prohibition.

  8. FCA Decision Notice 2016: Michael Wilkinson trading as Michael Wilkinson Mortgages [pdf]

    Decision notices Published: 27/09/2016
    This decision notice refers to breaches of PRIN 4, PRIN 11, COND, MIPRU and SUP related to failing to be open and co-operative and threshold conditions in the regulated home finance sector. Our view is that a cancellation should be imposed.

  9. Decision Notice: Aiden Henderson (Director of HCA) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Aiden Henderson (Director of HCA)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that

  10. Final Notice 2024: RCWatches Ltd [pdf]

    Final notices Published: 04/06/2024
    This final notice refers to a cancellation pursuant to powers under section 55J of FSMA in the consumer credit sector. 
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