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Showing 1501 to 1510 of 2125 search results for This final notice refers to breaches.
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Final Notice 2018: L27 (Liverpool) Credit Union Limited [pdf]
This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector. -
Notice of Decision 2024: Landmark Financial Resources (Mortgages) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final notice 2016: Lynda Jayne Croome [pdf]
This final notice refers to the Authority’s objection to an acquisition under section 186 (a) FSMA based on an assessment made in accordance with section 185 FSMA that the acquirer lacked suitability. -
Decision Notice 2022: First Union (Europe) Limited [pdf]
This notice of decision to cancel (First Union (Europe) Limited) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the -
Final Notice 2019: Rarezero Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Big Brother Systems Ltd [pdf]
This FCA -
Notice of decision 2023: DQN Global Capital Partners LLP [pdf]
Notice of decision: DQN Global Capital Partners LLP Conduct: Failing to carry out regulated activities -
FCA Final Notice to Finablr plc
We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act. -
Final Notice 2021: MBO Power Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2023: Border Reivers (Classic Cars) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.