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Showing 1511 to 1520 of 2125 search results for This final notice refers to breaches.
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Final Notice 2024: Equitrade Markets Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the investments sector. We imposed a cancellation. -
Final Notice 2018: The Hogfather Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Johnny Oxley [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: UAB Best Finance [pdf]
This final notice refers to a cancellation of a Transitional Authorisation as a result of the withdrawal of authorisation by a home state competent authority. We imposed a cancellation. -
Final Notice 2019: Jed Stephen Kane [pdf]
This final notice (Jed Stephen Kane) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Trevor Alan Oakley [pdf]
This final notice (Trevor Alan Oakley) refers to a failure to satisfy FIT criteria and demonstrate fitness and propriety, therefore the application (for authorisation) was refused. -
Notice of Decision 2023: Michael Meehan trading as MC Car Sales [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2020: Mark Ireland [pdf]
This final notice refers to a failure to satisfy the Effective Supervision and Suitability Threshold Conditions (COND) in the consumer credit sector. We imposed a cancellation. -
Final notice 2018: Ian Emery [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Kenneth Brown [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.