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Showing 1621 to 1630 of 2125 search results for This final notice refers to breaches.

  1. Final Notice 2019: Kevin Hart [pdf]

    Final notices Published: 11/04/2019
    This final notice (Kevin Hart) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2020: Inter Claims Ltd [pdf]

    Final notices Published: 05/11/2020 Last modified: 05/11/2020
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  3. Final Notice 2018: Gabor Nagy [pdf]

    Final notices Published: 20/04/2018
    This final notice (Gabor Nagy) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: Paul John Flowers [pdf]

    Final notices Published: 06/03/2018
    This final notice refers to a lack of fitness and propriety and is related to culture/governance in the retail bank sector. We imposed a prohibition.

  5. Final Notice 2024: MJL Focus Marketing Ltd [pdf]

    Final notices Published: 26/02/2024
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Claims Management sector. We imposed a cancellation.

  6. Final Notice 2019: Carb Cycles [pdf]

    Final notices Published: 16/04/2019
    This final notice (Carb Cycles) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Decision Notice: Tristan Freer (Director of BHIM) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Tristan Freer (Director of BHIM)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that

  8. Final Notice 2018: DW Clothing [pdf]

    Final notices Published: 07/06/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: MB Top Cars Limited [pdf]

    Final notices Published: 13/12/2018
    This final notice (MB Top Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: BHP Leasing Ltd [pdf]

    Final notices Published: 04/10/2019
    This final notice (BHP Leasing Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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