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Showing 1711 to 1720 of 2125 search results for This final notice refers to breaches.
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Final Notice 2021: Convert My Conservatory [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation. -
Final Notice 2019: Lewis Alexander Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions 2C (effective supervision), 2D (appropriate resources), and 2E (suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of the applicant’s Part 4A -
Final Notice 2018: Capital Steel Limited [pdf]
This final notice (Capital Steel Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Second Supervisory Notice 2019: London Capital & Finance PLC [pdf]
This second supervisory notice (London Capital & Finance PLC) refers to communications in relation to the firm's 'Fixed Rate ISA or Bond' which the FCA considers to be misleading, not fair, not clear and in breach of COBS 4.2.1R. We imposed -
Final Notice 2022: Seidel & Co LLC, London Branch [pdf]
This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. We imposed a cancellation. -
Final Notice 2020: AGK Cars and Son [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2024: Toza Payment Technology Limited [pdf]
This Final Notice refers to a failure to carry on payment service activities, comply with regulatory obligations and deal with the Authority in an open and co-operative way. We imposed a cancellation. -
Final notice 2018: Causeway Group Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice: 24 Hour Car Limited [pdf]
This final notice (24 Hour Car Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: Mr Naeem Akhtar (trading as The Car Team) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.