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Showing 721 to 730 of 2125 search results for This final notice refers to breaches.
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Final Notice 2017: Northern Diamond Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: The Transportation Group (UK) Limited [pdf]
This final notice refers to breaches of TC related to threshold conditions in the designated investment business sector. We imposed a cancellation. -
Final Notice 2015: Exotic Money Services Limited [pdf]
This final notice refers to breaches of PSR, related to payment service regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2017: Christopher James Gocher [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2016: Patrick Francis McCreesh [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Paul Thomas Maksymuik [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector, Mortgages and Investment Adviser. We imposed a cancellation. -
Final Notice 2015: Lloyds Bank plc, Bank of Scotland plc and Black Horse Limited (together Lloyds Banking Group “LBG”) [pdf]
This final notice refers to breaches of PRIN 6 related to unfair treatment of customers and complaints-handling in the retail bank sector. We imposed a fine. -
Final Notice 2017: Swiss Watch Trading Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2015: Alpha Accident Claims Limited [pdf]
This final notice refers to breaches of Threshold Conditions, PRIN 11, failing to be open and co-operative in the General Insurance Intermediary sector. We imposed a cancellation. -
Final Notice 2018: Swift Cash UK Limited [pdf]
This final notice refers to breaches of the PSR relating to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.