Search results
Showing 811 to 820 of 1090 search results for This final notice refers to breaches of APER 6 related.
-
Final Notice 2019: Mrs Sumera Usman (trading as Motormania Direct) [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Neil Williams-Denton [pdf]
This final notice refers to breaches of FIT related to threshold conditions, financial crime and lack of fitness and propriety in the Wealth Management and Investment Adviser sector. We imposed a prohibition. -
Final Notice 2017: D H & M Edwards [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Wilton Trading Limited [pdf]
This final notice (Wilton Trading Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Troopers Sales Limited [pdf]
This final notice (Troopers Sales Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: SEI Investments (Europe) Limited ("SEI") [pdf]
This final notice refers to breaches of PRIN 10 and CASS related to client money in the asset management sector. We imposed a financial penalty. -
FCA Final Notice 2013: Safe Reliable Services Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
FCA Final Notice 2013: Berkeley Consultants (UK) Limited [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
FCA Final Notice 2014: Usman International UK Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
Final Notice 2018: Mintos Marketplace Limited [pdf]
This final notice (Mintos Marketplace Limited) refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.