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Showing 1351 to 1360 of 1709 search results for This final notice refers to breaches of COND.

  1. Final Notice 2017: Black Arrow Assist Limited [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: Innolift UK Limited [pdf]

    Final notices Published: 06/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: Verwood Motors Ltd [pdf]

    Final notices Published: 08/05/2018
    This final notice (Verwood Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2021: Sunrise Brokers LLP [pdf]

    Final notices Published: 12/11/2021
    This Final Notice (Sunrise Brokers LLP) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty

  5. Final notice 2017: Graham Patrick Lockstone [pdf]

    Final notices Published: 15/12/2017
    This final notice refers to breaches of FIT related to a lack of fitness and/propriety in the general insurance and protection sector. We imposed a prohibition.

  6. Final Notice 2016: Motorhomesuk (Lincs) Limited [pdf]

    Final notices Published: 21/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2016: NIA Trading Limited [pdf]

    Final notices Published: 22/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2023: London Capital & Finance plc (in administration) [pdf]

    Final notices Published: 11/10/2023
    This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector. We imposed a public censure.

  9. Final Notice 2022: Kreis Financial Ltd [pdf]

    Final notices Published: 31/01/2022
    This final notice (Kreis Financial Ltd) refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.

  10. Final notice 2016: Hunt Communications UK Limited [pdf]

    Final notices Published: 14/07/2016 Last modified: 14/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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