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Showing 1521 to 1530 of 1709 search results for This final notice refers to breaches of COND.

  1. Final Notice 2017: Essex Motor Centre Ltd [pdf]

    Final notices Published: 06/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: Acquisition 395447313A Limited [pdf]

    Final notices Published: 19/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final notice 2016: Cga Insurance Services Limited [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  4. Final Notice 2018: John Davies Car Sales (John Davies trading as) [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final notice 2016: Millburn Insurance Company Limited (in administration) [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a fine.

  6. FCA Final Notice 2013: Route of Asia Money Exchange Limited [pdf]

    Final notices Published: 23/05/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to lack of fitness and propriety in the payment services sector. We imposed a refusal.

  7. Final Notice 2018: Tide You Over Limited [pdf]

    Final notices Published: 18/05/2018
    This final notice (Tide You Over Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final notice 2016: Towergate Underwriting Group Limited [pdf]

    Final notices Published: 13/07/2016 Last modified: 13/07/2016
    This final notice refers to breaches of PRIN 3, PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. We imposed a fine.

  9. Final notice 2018: City Docs Solutions Ltd [pdf]

    Final notices Published: 02/02/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: KWS Wealth Management Limited [pdf]

    Final notices Published: 11/07/2017
    This final notice refers to breaches of the suitability Threshold Condition in the Investment Adviser sector. We imposed a cancellation.
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