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Showing 1661 to 1670 of 1709 search results for This final notice refers to breaches of COND.

  1. Final Notice 2019: Conwell Civil Engineering Limited [pdf]

    Final notices Published: 06/06/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: South Kintyre Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  3. Final Notice 2020: Lakes Plumbing & Heating Services Ltd [pdf]

    Final notices Published: 12/02/2020
    This final notice (Lakes Plumbing & Heating Services Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Tolworth Motor Company (Surrey) Limited [pdf]

    Final notices Published: 18/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. FCA Final Notice 2013: Lloyds TSB Bank plc and Bank of Scotland plc [pdf]

    Final notices Published: 11/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to mis-selling, remuneration, and culture/governance in the retail banks sector. We imposed a fine.

  6. Final Notice 2020: Jonathan Birch trading as JB's music store [pdf]

    Final notices Published: 09/07/2020
    This final notice (Jonathan Birch trading as JB's music store) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2018: Fabulous Flooring (South Yorkshire) Ltd [pdf]

    Final notices Published: 08/05/2018
    This final notice (Fabulous Flooring (South Yorkshire) Ltd ) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2015: The Bank of New York Mellon London Branch / The Bank of New York Mellon (International) Ltd [pdf]

    Final notices Published: 15/04/2015 Last modified: 15/04/2015
    This final notice refers to breaches of PRIN 10 and CASS related to client assets in the investment bank sector. We imposed a fine.

  9. Final notice 2020: D.B.Holdings (West Yorkshire) Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (D.B.Holdings (West Yorkshire) Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: The Vehicle Repair Specialist (VRS) Limited [pdf]

    Final notices Published: 20/09/2019
    This final notice (The Vehicle Repair Specialist (VRS) Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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