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Showing 361 to 370 of 1709 search results for This final notice refers to breaches of COND.

  1. Final Notice 2019: Pure Copy Limited [pdf]

    Final notices Published: 16/10/2019
    This final notice (Pure Copy Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Leyton John Havard [pdf]

    Final notices Published: 25/09/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: Sharpview CCTV Ltd [pdf]

    Final notices Published: 05/11/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Grand A Car Ltd [pdf]

    Final notices Published: 22/01/2019
    This final notice (Grand A Car Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Bayliss & Company (Financial Services) Limited [pdf]

    Final notices Published: 05/10/2017
    This final notice (Bayliss & Co) refers to the failure to satisfy the appropriate resources threshold conditions (COND) in the investment advisor sector. We imposed a cancellation.

  6. Final Notice 2020: Carl Anthony Monks [pdf]

    Final notices Published: 15/05/2020
    This final notice (Carl Anthony Monks) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final notice: Niel Russel Cheetham [pdf]

    Final notices Published: 10/06/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: Lee Brian Stanyer [pdf]

    Final notices Published: 24/08/2018
    This FCA final notice (Lee Brian Stanyer) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2021: United Claims Management Ltd [pdf]

    Final notices Published: 25/05/2021
    This final notice refers to a failure to satisfy Threshold Conditions (COND) in the claims management sector. We refused the firm’s application for authorisation.

  10. Final Notice 2018: Simple Auto Limited [pdf]

    Final notices Published: 11/12/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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