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Showing 101 to 110 of 229 search results for This final notice refers to breaches of COND and CONC.

  1. Final Notice 2021: Rockin Vans Ltd [pdf]

    Final notices Published: 21/04/2021
    This final notice (Rockin Vans Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2023: Integrity Payment UK Ltd [pdf]

    Final notices Published: 28/04/2023
    This final notice (Integrity Payment UK Ltd) refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. Therefore, we imposed a cancellation.

  3. Final Notice 2022: D T Cars & Commercials Ltd [pdf]

    Final notices Published: 13/04/2022
    This final notice (D T Cars & Commercials Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  4. Final Notice 2022: AHM Automotive Limited [pdf]

    Final notices Published: 14/02/2022
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  5. FCA Final Notice 2015: Tiuta Plc [pdf]

    Final notices Published: 05/11/2015 Last modified: 05/11/2015
    This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  6. Final notice 2016: ABC Insolvency Services Limited [pdf]

    Final notices Published: 27/04/2016 Last modified: 27/04/2016
    This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  7. Final Notice 2021: Safe Claims Limited [pdf]

    Final notices Published: 19/07/2021
    This final notice (Safe Claims Limited) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  8. Final Notice 2022: Wakefield Motor House Ltd [pdf]

    Final notices Published: 05/10/2022
    This final notice (Wakefield Motor House Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

  9. Final Notice 2021: Accident & Injury Assist [pdf]

    Final notices Published: 03/03/2021
    This final notice (Accident & Injury Assist) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation

  10. Final Notice 2021: Abacus Management Ltd [pdf]

    Final notices Published: 03/09/2021
    This final notice (Abacus Management Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for