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Showing 181 to 190 of 229 search results for This final notice refers to breaches of COND and CONC.

  1. Final Notice 2023: Sussex Urban Motor Company ltd [pdf]

    Final notices Published: 05/05/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Consumer Credit sector. We refused the firm’s application for authorisation.

  2. Statement on RTC Management Solutions Ltd [pdf]

    Final notices Published: 17/02/2022
    This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  3. Final notice 2020: Thomas Jones [pdf]

    Final notices Published: 01/06/2020
    This final notice (Thomas Jones) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2022: One Life Funeral Planning Limited [pdf]

    Final notices Published: 26/09/2022
    This Final Notice (One Life Funeral Planning Limited) refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation

  5. Final Notice 2022: Trade Motor Sales and Repairs Ltd [pdf]

    Final notices Published: 13/04/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  6. Final Notice 2017: Foreman Financial Services Limited [pdf]

    Final notices Published: 24/10/2017
    This final notice refers to breaches of COND, DISP, PRIN 6 and PRIN 11 related to threshold conditions, unfair treatment of customers and failing to be open and co-operative in the consumer credit and investment adviser sectors. We imposed a

  7. Final Notice 2020: Red Tree Motor Company Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Red Tree Motor Company Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2021: Hudson Bay Finance Company Ltd [pdf]

    Final notices Published: 10/02/2021
    This final notice (Hudson Bay Finance Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  9. Final Notice 2015: 15/1 Consumer credit application refusal [pdf]

    Final notices Published: 30/01/2015 Last modified: 30/01/2015
    This summary of a final notice refers to breaches of COND and TC related to lack of fitness/propriety and failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  10. Final notice 2016: M I Wealth Management Limited [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.