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Showing 371 to 380 of 1275 search results for This final notice refers to breaches of COND and PRIN.

  1. Final Notice 2019: James Edward Sheriff (trading as Diamond Car Sales) [pdf]

    Final notices Published: 16/01/2019
    This final notice (James Edward Sheriff trading as Diamond Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

  2. Final Notice 2019: Mr Thomas Alexander Simmonds [pdf]

    Final notices Published: 22/01/2019
    This final notice (Mr Thomas Alexander Simmonds) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: Quality Carriages Limited [pdf]

    Final notices Published: 20/04/2018
    This final notice (Quality Carriages Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Love Cars Sussex Ltd [pdf]

    Final notices Published: 15/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2018: Energize Investments Limited [pdf]

    Final notices Published: 25/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: WestendFurnishings Boston Limited [pdf]

    Final notices Published: 24/09/2020 Last modified: 24/09/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice: Unique Plumbing & Heating LLP [pdf]

    Final notices Published: 29/01/2021
    This final notice Unique Plumbing & Heating LLP refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and

  8. Final Notice 2018: Christopher John Huskinson [pdf]

    Final notices Published: 24/08/2018
    This FCA final notice (Christopher John Huskinson) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice: Marshall and Sons [pdf]

    Final notices Published: 29/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: Claridges Solutions Limited [pdf]

    Final notices Published: 13/12/2018
    This final notice (Claridges Solutions Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.