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Showing 1091 to 1100 of 1201 search results for This final notice refers to breaches of COND related.

  1. Final Notice 2020: Lakeside Motor Group Limited [pdf]

    Final notices Published: 12/02/2020
    This final notice (Lakeside Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. FCA Final Notice 2014: Invesco Asset Management Limited, Invesco Fund Managers Limited [pdf]

    Final notices Published: 28/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 7 and COLL related to unfair treatment of customers in the asset management sector. We imposed a fine.

  3. Final Notice 2021: Alsford Page & Gems Limited [pdf]

    Final notices Published: 20/04/2021
    This Final Notice refers to breaches of PRIN 3 and PRIN 6 related to Appointed representative sales of extended warranty insurance products in the General Insurance and Protection sector. We imposed a public censure.

  4. Final Notice 2020: Sean Morrison (trading as GL51 Cars) [pdf]

    Final notices Published: 05/08/2020
    This final notice Sean Morrison (trading as GL51 Cars) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. FCA Final Notice 2014: Cathedral City Wealth Management Limited [pdf]

    Final notices Published: 10/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed a cancellation.

  6. Final Notice 2017: RS Automotive Tunstall Limited [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. FCA Final Notice 2014: Great Wall Financial Service Limited [pdf]

    Final notices Published: 17/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  8. FCA Final Notice 2013: Shahjalal Umrah & Hajj Company Limited [pdf]

    Final notices Published: 02/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  9. FCA Final Notice 2014: AMI Professional Services Limited [pdf]

    Final notices Published: 08/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  10. Final Notice 2018: Reginald George Arthur Jones [pdf]

    Final notices Published: 01/03/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.