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Showing 211 to 220 of 1201 search results for This final notice refers to breaches of COND related.
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2024 fines
Enforcement fines published in 2024. -
FCA Decision Notice 2016: Michael Wilkinson trading as Michael Wilkinson Mortgages [pdf]
This decision notice refers to breaches of PRIN 4, PRIN 11, COND, MIPRU and SUP related to failing to be open and co-operative and threshold conditions in the regulated home finance sector. Our view is that a cancellation should be imposed. -
Final Notice 2021: Laura Thompson (trading as ML Car Sales) [pdf]
This final notice (Laura Thomspson trading as ML Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2022: Mark Twizell (trading as Rotary Car Sales) [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Final Notice 2023: Bella-Rose Group Ltd (trading as Scooter Nation) [pdf]
This final notice (Bella-Rose Group Ltd (trading as Scooter Nation)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer Credit Sector. We imposed a -
Final Notice 2023: Philip Frederick Edwards (trading as Pe Cctv Direct) [pdf]
This Final Notice (Philip Frederick Edwards (trading as Pe Cctv Direct)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed -
Final Notice 2021: Black and White Accident Management Limited [pdf]
This final notice (Black and White Accident Managment Limited)) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s -
Final Notice 2022: Kevin Peter Inwood (trading as Black Dog Motorcycles) [pdf]
This Final Notice (Kevin Peter Inwood (trading as Black Dog Motorcycles)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We -
Final notice 2017: Eco Home Alternatives Limited [pdf]
This final notice refers to breaches of PRIN11 and COND relating to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final Notice 2021: Enrico Riga (Trading as Shire Hampton Motors) [pdf]
This final notice Enrico Riga (Trading as Shire Hampton Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a