Search results
Showing 1251 to 1260 of 1331 search results for This final notice refers to breaches of FIT.
-
Final Notice 2023: Andrew Michael Smith (trading as TRG Houghton) [pdf]
This Final Notice (Andrew Michael Smith (trading as TRG Houghton)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a -
Final Notice 2018: Fabulous Flooring (South Yorkshire) Ltd [pdf]
This final notice (Fabulous Flooring (South Yorkshire) Ltd ) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2022: Grant Hawthorne Motor Company Ltd [pdf]
This Final Notice (Grant Hawthorne Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Final Notice 2015: The Bank of New York Mellon London Branch / The Bank of New York Mellon (International) Ltd [pdf]
This final notice refers to breaches of PRIN 10 and CASS related to client assets in the investment bank sector. We imposed a fine. -
Final notice 2020: D.B.Holdings (West Yorkshire) Ltd [pdf]
This final notice (D.B.Holdings (West Yorkshire) Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
FCA Decision Notice 2016: KWS Wealth Management Limited [pdf]
This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation. -
Final Notice 2023: Marfil Financial and Insurance Corporation [pdf]
Final Notice 2023: Marfil Financial and Insurance Corporation This final notice refers to a failure to satisfy -
Rock & Co. Granite Limited [pdf]
This final notice (Rock & Co. Granite Limited) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: George Robert Mihalache (trading as Reable Autos) [pdf]
This final notice (George Robert Mihalache (trading as Reable Autos)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a -
Final Notice 2023: Gary Whitlock (trading as Imperial Motor Company) [pdf]
This final notice (Gary Whitlock (trading as Imperial Motor Company)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a