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Showing 531 to 540 of 1331 search results for This final notice refers to breaches of FIT.

  1. Final Notice 2023: Zereen Money Limited [pdf]

    Final notices Published: 17/05/2023
    This final notice refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  2. FCA Final Notice 2013: Paul David Cable [pdf]

    Final notices Published: 19/07/2013 Last modified: 19/05/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and a prohibition.

  3. Final Notice 2018: Robert Hyde [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: Kelly Lewis [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2018: Emily Cook [pdf]

    Final notices Published: 18/05/2018
    This final notice (Emily Cook) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2023: Smilewise Limited [pdf]

    Final notices Published: 27/03/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. FCA Final Notice 2013: Xcap Securities PLC [pdf]

    Final notices Published: 11/06/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 10 related to client money/assets in the trading firms sector. We imposed a fine.

  8. Final Notice 2016: Pinks Agri Limited [pdf]

    Final notices Published: 05/12/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2023: Keith Dickinson [pdf]

    Final notices Published: 13/09/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS

  10. Final notice 2018: VIP Wealth Ltd [pdf]

    Final notices Published: 06/03/2018
    This final notice refers to breaches of COND related to Threshold conditions in the wholesale sector. We imposed a refusal.
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