Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 621 to 630 of 1331 search results for This final notice refers to breaches of FIT.

  1. FCA Final Notice 2013: Mohammed Waheed Razaq [pdf]

    Final notices Published: 04/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  2. Final notice 2020: Exigotrade Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Exigotrade Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Richard Brian Spooner [pdf]

    Final notices Published: 12/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Woodworks (Derby) Ltd [pdf]

    Final notices Published: 24/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Baildon Motor Company [pdf]

    Final notices Published: 25/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: Pager Services Ltd [pdf]

    Final notices Published: 07/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2023: MC Motor Sales Ltd [pdf]

    Final notices Published: 30/08/2023
    This final notice refers to a failure to satisfy threshold conditions (COND). We refused the firm’s application for authorisation.

  8. Final Notice 2016: Richard Barca [pdf]

    Final notices Published: 14/11/2016
    This final notice refers to breaches of PRIN11 and COND relating to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  9. Final Notice 2015: Alberto Micalizzi [pdf]

    Final notices Published: 19/03/2015 Last modified: 19/03/2015
    This final notice refers to breaches of APER 1 related to client money/assets, and lack of fitness/propriety in the asset management sector. We imposed a fine and a prohibition.

  10. Final Notice 2018: MTS Automotive (Manchester to Southampton LTD) [pdf]

    Final notices Published: 12/02/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Related topics