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Showing 491 to 500 of 1125 search results for This final notice refers to breaches of FIT related.

491. Final Notice 2017: Alan Norman Gregson [pdf]

     Final notices Published: 20/02/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

492. FCA Final Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

     Final notices Published: 29/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed an OIVOP and a cancellation.

493. Final notice 2015: Fast Track Money Transfer (UK) Limited [pdf]

     Final notices Published: 13/11/2015 Last modified: 13/11/2015
     This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 6, related to failure to meet the conditions for authorisation. We imposed a refusal of the firm’s application for authorisation as a payment

494. Final Notice 2017: Nazia Naweed Shah [pdf]

     Final notices Published: 14/03/2017
     This final notice refers to breaches of PSR related to failing to be open and cooperative in the payment services sector. We imposed a cancellation.

495. Final notice 2016: Dual Mortgage Brokers [pdf]

     Final notices Published: 29/06/2016 Last modified: 29/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

496. FCA Final Notice 2014: Managed Debt Services Ltd [pdf]

     Final notices Published: 26/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

497. Final Notice 2018: Christian Bittar [pdf]

     Final notices Published: 14/09/2018
     This final notice refers to knowing concern in breaches of Principle 5 related to benchmark submissions. We imposed a prohibition.

498. Final Notice 2018: Ludu Energy Limited [pdf]

     Final notices Published: 01/02/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

499. Final Notice 2024: Global 4X Limited [pdf]

     Final notices Published: 13/06/2024
     This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of authorisation. We imposed a cancellation.

500. FCA Final Notice 2013: John Patrick Morris [pdf]

     Final notices Published: 15/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.