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Showing 691 to 700 of 1125 search results for This final notice refers to breaches of FIT related.

  1. FCA Final Notice 2013: Sovereign Financial Solutions Limited [pdf]

    Final notices Published: 04/06/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  2. Final notice 2016: Yswiriant Celtic Insurance [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  3. FCA Final Notice 2013: Martin Richard Moseling trading as Blenheim Financial Services [pdf]

    Final notices Published: 15/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 6 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

  4. FCA Final Notice 2014: Credit Suisse International [pdf]

    Final notices Published: 16/06/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 7 and COBS related to financial promotions, mis-selling, remuneration in the investment banks sector. We imposed a fine.

  5. Final Notice 2017: Reliable Runners Limited [pdf]

    Final notices Published: 13/03/2017
    This final notice refers to breaches of COND and Principle 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: Youcar.com Ltd [pdf]

    Final notices Published: 24/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final notice 2016: Amir Khan [pdf]

    Final notices Published: 26/08/2016 Last modified: 26/08/2016
    This final notice refers to breaches of APER 1 and APER 6 related to mortgage fraud in the mortgages sector. We imposed a prohibition and public censure.

  8. Final Notice 2021: Credit Suisse International, Credit Suisse Securities (Europe) Ltd, and Credit Suisse AG [pdf]

    Final notices Published: 19/10/2021
    This Final Notice refers to breaches of Prin 2 and Prin 3 related to financial crime and anti-bribery and corruption failings in the investment banking sector. We imposed a financial penalty

  9. Final Notice 2020: Motor Hut Ltd [pdf]

    Final notices Published: 08/06/2020
    This final notice (Motor Hut Ldt) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final notice 2015: Carbon Reduction Group Limited [pdf]

    Final notices Published: 30/11/2015 Last modified: 30/11/2015
    This final notice refers to breaches of COND and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.
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