Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 701 to 710 of 1125 search results for This final notice refers to breaches of FIT related.

  1. Final Notice 2017: 21st Telecoms Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: Home Systems AV LLP [pdf]

    Final notices Published: 31/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: JGS Motors Ltd [pdf]

    Final notices Published: 28/10/2019
    This final notice (JGS Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. FCA Final Notice 2013: Nicholas Welsh & Co Limited [pdf]

    Final notices Published: 03/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of TC related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

  5. Final Notice 2023: Mark Antony Abley [pdf]

    Final notices Published: 26/06/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition.

  6. Final notice 2016: Danmirr Capital Limited [pdf]

    Final notices Published: 20/09/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the firm's application to carry on the regulated activities of credit broking, deb adjusting and

  7. Final Notice 2017: David Stanley Mather [pdf]

    Final notices Published: 03/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, mortgages and general insurance and protection sector. We imposed a cancellation.

  8. Final Notice 2017: Prestige Cars of Essex Ltd [pdf]

    Final notices Published: 03/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2020: Ryan Fawson (Kingfisher Finance trading as) [pdf]

    Final notices Published: 25/02/2020
    This final notice (Ryan Fawson (Kingfisher Finance trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation”.

  10. Final Notice 2017: Emrose Dean Ltd [pdf]

    Final notices Published: 21/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Related topics