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Showing 381 to 390 of 1069 search results for This final notice refers to breaches of MAR related.

381. Final notice 2016: Dual Mortgage Brokers [pdf]

     Final notices Published: 29/06/2016 Last modified: 29/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

382. Final Notice 2017: Nazia Naweed Shah [pdf]

     Final notices Published: 14/03/2017
     This final notice refers to breaches of PSR related to failing to be open and cooperative in the payment services sector. We imposed a cancellation.

383. FCA Final Notice 2014: Managed Debt Services Ltd [pdf]

     Final notices Published: 26/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

384. Final Notice 2018: Christian Bittar [pdf]

     Final notices Published: 14/09/2018
     This final notice refers to knowing concern in breaches of Principle 5 related to benchmark submissions. We imposed a prohibition.

385. Final Notice 2024: Global 4X Limited [pdf]

     Final notices Published: 13/06/2024
     This final notice refers to breaches of Payment Services Regulations 2017 related to a failure to meet the conditions of authorisation. We imposed a cancellation.

386. FCA Final Notice 2013: John Patrick Morris [pdf]

     Final notices Published: 15/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and cancellation.

387. Final notice 2016: EVS Trading Limited [pdf]

     Final notices Published: 27/01/2016 Last modified: 27/01/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

388. Final Notice 2018: Ludu Energy Limited [pdf]

     Final notices Published: 01/02/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

389. FCA Final Notice 2013: Douglas Jones [pdf]

     Final notices Published: 29/04/2013 Last modified: 19/05/2015
     This final notice refers to breaches of APER 6 and APER 1 related to lack of fitness/propriety in the mortgage and consumer credit sector. We imposed a full prohibition and £13,300 financial penalty, after discount.

390. Final Notice 2020: John Norton [pdf]

     Final notices Published: 29/05/2020
     This final notice (John Norton) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.