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Showing 1201 to 1210 of 1701 search results for This final notice refers to breaches of PRIN.
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Final Notice 2019: KWH (Heating & Renewables) Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: John Chapman Insurance Consultants [pdf]
This final notice (John Chapman Insurance Consultants) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed -
Final Notice 2019: Empire Motors (Assim Zafar trading as) [pdf]
This final notice (Empire Motors (Assim Zafar trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation -
Final Notice 2018: Premier Management Partners Limited [pdf]
This final notice (Premier Management Partners Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a -
Final Notice 2019: F N Pile and Sons [pdf]
This final notice (F N Pile and Sons) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Awesome Motors MT (UK) Limited [pdf]
This final notice (Awesome Motors MT (UK) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2024: Arthur Jonathan Cobill [pdf]
This Final Notice (Arthur Jonathan Cobill) refers to a breach of APER Statement of Principle 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been -
Final Notice 2019: A G Taggart & Co Limited [pdf]
This final notice (A G Taggart & Co Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2014: Doditel Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
Final notice 2016: BN1 Cars Ltd [pdf]
This final notice refers to breaches of COND and TC, failing to be open and co-operative. We imposed a refusal.