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Showing 1241 to 1250 of 1701 search results for This final notice refers to breaches of PRIN.
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FCA Final Notice 2013: IBBL Exchange UK Limited (formerly Jalalabad Money Transfer & Travels Limited) [pdf]
This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2018: Richmond Lodge and Park Homes Limited [pdf]
This final notice (Richmond Lodge and Park Homes Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Premier FX Limited [pdf]
This Final Notice refers to breaches of the Payment Services Regulations in the Payment Services sector. We imposed a public censure. -
Final Notice 2015: Michael Banks [pdf]
This final notice refers to breaches of TC related to threshold conditions in the consumer credit sector. We imposed a refusal. -
Final Notice 2022: Matza & Co Limited [pdf]
This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation. -
Final Choice 2023: Motor Choice Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation. -
FCA Final Notice 2014: Michael Bains [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final Notice 2019: Premier Car Sales NW Ltd [pdf]
This final notice (Premier Car Sales NW Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: Derek Jones [pdf]
This final notice refers to breaches of APER 6 related to lack of fitness /propriety in the mortgage and consumer credit sector. We imposed a prohibition. -
FCA Final Notice 2014: Mark Stevenson [pdf]
This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine and prohibition.