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Showing 431 to 440 of 1701 search results for This final notice refers to breaches of PRIN.

  1. Final notice 2016: Knight Home Improvements Limited [pdf]

    Final notices Published: 08/01/2016 Last modified: 08/01/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  2. Final Notice 2018: Fairbourne Assist Ltd [pdf]

    Final notices Published: 08/03/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

  3. Homeworx Building Contractors Limited [pdf]

    Final notices Published: 02/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Strata Vehicle Solutions Limited [pdf]

    Final notices Published: 02/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Mrs Sumera Usman (trading as Motormania Direct) [pdf]

    Final notices Published: 06/06/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. FCA Final Notice 2013: Berkeley Consultants (UK) Limited [pdf]

    Final notices Published: 27/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  7. FCA Final Notice 2013: SEI Investments (Europe) Limited ("SEI") [pdf]

    Final notices Published: 26/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 10 and CASS related to client money in the asset management sector. We imposed a financial penalty.

  8. Final Notice 2018: East Pennine O E [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  9. Final notice 2017: Lakeside Window Systems Limited [pdf]

    Final notices Published: 22/03/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  10. Final Notice 2020: Peterborough Trade Centre Ltd [pdf]

    Final notices Published: 24/09/2020 Last modified: 24/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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