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Showing 1051 to 1060 of 1252 search results for This final notice refers to breaches of PRIN 3 and PRIN.

  1. Final Notice 2018: Bear Cross Motors Ltd [pdf]

    Final notices Published: 29/10/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: Trade Centre Crewe Ltd [pdf]

    Final notices Published: 18/12/2017
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Decision Notice: Henderson Carter Associates Limited (in liquidation) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Henderson Carter Associates Limited (in liquidation)) refers to breaches of PRIN 1 and Section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is

  4. Final Notice 2019: Carnwood Investments Limited [pdf]

    Final notices Published: 05/07/2019
    This final notice (Carnwood Investments Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: W S Commercials Ltd [pdf]

    Final notices Published: 07/01/2019
    This final notice (W S Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2019: Alexander Clearie Dick (trading as Village Cars Saline) [pdf]

    Final notices Published: 16/01/2019
    This final notice (Alexander Clearie Dick trading as Village Cars Saline) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We

  7. Final Notice 2018: Barbers Box Ltd [pdf]

    Final notices Published: 21/06/2018
    This final notice (Barbers Box Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2019: ANG Sales Limited [pdf]

    Final notices Published: 12/02/2019
    This final notice (ANG Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: Raja Cars Coventry Ltd [pdf]

    Final notices Published: 05/11/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: Peterborough Motorcycles Limited [pdf]

    Final notices Published: 09/03/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.