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Showing 651 to 660 of 1252 search results for This final notice refers to breaches of PRIN 3 and PRIN.
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Final Notice 2022: David Andrew Hyde (trading as Cundy X Cars) [pdf]
This final notice (David Andrew Hyde (trading as Cundy X Cars) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a -
Final Notice 2022: AHM Automotive Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Final Notice 2019: William Scott Dickson (WD Motors trading as) [pdf]
This final notice (William Scott Dickson (WD Motors trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation -
Final Notice 2019: Goldman Sachs International [pdf]
This final notice (Goldman Sachs International) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine. -
Final Notice 2020: Lakes Plumbing & Heating Services Ltd [pdf]
This final notice (Lakes Plumbing & Heating Services Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Carma Online Limited [pdf]
This final notice (Carma Online Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation -
Final Notice 2022: Automotive Capital Management Limited [pdf]
This final notice refers to a failure to satisfy the appropriate resources (non-financial) and suitability threshold conditions and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: Stanley Moore Motors Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Marcus Gray t/a aj motors [pdf]
This final notice (Marcus Gray t/a aj motors) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2022: Arc-Tech Support Ltd [pdf]
This final notice (Arc-Tech Support Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.