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Showing 661 to 670 of 1252 search results for This final notice refers to breaches of PRIN 3 and PRIN.
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Final Notice 2021: Christian Julian Jones [pdf]
This final notice (Christian Julian Jones) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation -
Final Notice 2018: Fabulous Flooring (South Yorkshire) Ltd [pdf]
This final notice (Fabulous Flooring (South Yorkshire) Ltd ) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Vehicle First Limited [pdf]
This final notice (Vehicle First Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: A.B.S Ideal Homes Limited [pdf]
This final notice (A.B.S Ideal Homes Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: Newline Vehicle & Finance Limited [pdf]
This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Final Notice 2021: Nationwide Auto Leasing Ltd [pdf]
This final notice (Nationwide Auto Leasing Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation -
Final Notice 2022: J Hawes Solutions ltd [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Final Notice 2023: Progress Motor Company Ltd [pdf]
This final notice (Progress Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Westgate Wheels Ltd [pdf]
This final notice (Westgate Wheels Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2015: The Bank of New York Mellon London Branch / The Bank of New York Mellon (International) Ltd [pdf]
This final notice refers to breaches of PRIN 10 and CASS related to client assets in the investment bank sector. We imposed a fine.