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Showing 1081 to 1090 of 1210 search results for This final notice refers to breaches of PRIN 3 related.

  1. FCA Final Notice 2013: Nonwoven Solutions Limited [pdf]

    Final notices Published: 04/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  2. FCA Final Notice 2014: Supercroft Trading Limited [pdf]

    Final notices Published: 11/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  3. Final Notice 2015: Christopher David Peacher [pdf]

    Final notices Published: 01/07/2015 Last modified: 01/07/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the consumer credit and investment advisor sectors. We imposed a cancellation and a prohibition.

  4. Final Notice 2015: CVS Technologies Limited [pdf]

    Final notices Published: 03/09/2015 Last modified: 03/09/2015
    This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  5. Final Notice 2015: Sam Thomas Kenny [pdf]

    Final notices Published: 13/03/2015 Last modified: 13/03/2015
    This final notice refers to breaches of APER 1 and APER 7 related to unfair treatment of customers, mis-selling, lack of fitness/propriety in the investment adviser sector. We imposed a fine and a prohibition.

  6. Final Notice 2015: Auto Leasing UK Limited [pdf]

    Final notices Published: 04/11/2015 Last modified: 04/11/2015
    This Final Notice refers to breaches of COND and CONC related to Threshold Conditions in the Consumer Credit sector. We imposed a refusal.

  7. Final Notice 2015: Noraminvest UK Limited [pdf]

    Final notices Published: 12/05/2015 Last modified: 12/05/2015
    This final notice refers to breaches of principle 11 and TC related to threshold conditions and failing to be open and co-operative in the investment advisor sector. We imposed a cancellation.

  8. Final Notice 2015: Andrew Peter Wilkins [pdf]

    Final notices Published: 27/10/2015 Last modified: 27/10/2015
    This Final Notice refers to breaches of APER 6 related to unfair treatment of customers in the Investment Advisor sector. We imposed a fine.

  9. FCA Final Notice 2014: Craig Stuart Cameron [pdf]

    Final notices Published: 29/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER1 and FIT related to lack of fitnes/propriety and unfair treatment of customers in the investment adviser and platform sector. We imposed a fine and a prohibition.

  10. Final notice 2016: Amir Khan [pdf]

    Final notices Published: 26/08/2016 Last modified: 26/08/2016
    This final notice refers to breaches of APER 1 and APER 6 related to mortgage fraud in the mortgages sector. We imposed a prohibition and public censure.