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Showing 591 to 600 of 1210 search results for This final notice refers to breaches of PRIN 3 related.

  1. Final Notice 2018: Neil Danziger [pdf]

    Final notices Published: 08/01/2018
    This final notice refers to breaches of PRIN 5 and FIT related to benchmarks, lack of fitness/propriety and wholesale conduct in the investment bank sector. We imposed a fine and prohibition.

  2. Final Notice 2020: Heston Cars London Limited [pdf]

    Final notices Published: 08/06/2020
    This final notice (Heston Cars London Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]

    Final notices Published: 10/01/2023
    This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty.

  4. Final Notice 2020: Premier Motor Group Limited [pdf]

    Final notices Published: 08/06/2020
    This final notice (Premier Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2020: Summit Vehicle Solutions Ltd [pdf]

    Final notices Published: 05/08/2020
    This final notice Summit Vehicle Solutions Ltd refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: Lakeside Motor Group Limited [pdf]

    Final notices Published: 12/02/2020
    This final notice (Lakeside Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final notice 2017: Lakeside Window Systems Limited [pdf]

    Final notices Published: 22/03/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  8. Final Notice 2020: Caerphilly Van Centre Limited [pdf]

    Final notices Published: 05/08/2020
    This final notice Caerphilly Van Centre Limited refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2020: Ballooner Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Ballooner Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: JS Bedford Motors Ltd [pdf]

    Final notices Published: 20/09/2019
    This final notice (JS Bedford Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.