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Showing 601 to 610 of 1210 search results for This final notice refers to breaches of PRIN 3 related.

  1. Final Notice 2019: Falkland Performance Centre Ltd [pdf]

    Final notices Published: 20/09/2019
    This final notice (Falkland Performance Centre Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: UBS AG [pdf]

    Final notices Published: 19/03/2019
    This final notice (UBS AG) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  3. Final notice 2019: Leicester Vehicle Finance Ltd [pdf]

    Final notices Published: 28/10/2019
    This final notice (Leicester Vehicle Finance Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  5. Final notice 2020: Platinum Heating Services Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Platinum Heating Services Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: Eastern Union Remittance and Exchange Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and

  7. Final Notice 2015: Merlin Loans and Mortgages Limited [pdf]

    Final notices Published: 14/09/2015 Last modified: 14/09/2015
    This final notice refers to breaches of PRIN 6, PRIN 11, DISP and COND related to threshold conditions, failing to be open and co-operative, and unfair treatment of customers in the consumer credit sector. We imposed a cancellation.

  8. FCA Final Notice 2013: J.P. Morgan International Bank Limited [pdf]

    Final notices Published: 23/05/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 3 and SYSC related to mis-selling in the wealth management and private banking sector. We imposed a fine and past business review.

  9. Final Notice 2020: Andrew Totney Developments Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Andrew Totney Developments Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2020: Renewable Technology Group Limited [pdf]

    Final notices Published: 12/02/2020
    This final notice (Renewable Technology Group Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.