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Showing 981 to 990 of 1068 search results for This final notice refers to breaches of PSR related.

  1. Final Notice 2017: Landsker Community Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  2. Final Notice 2018: Christopher Dwane Michael Fletcher [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2019: Stewart Owen Ford [pdf]

    Final notices Published: 16/01/2019
    This final notice (Stewart Owen Ford) refers to breaches by an executive director of APER 1, APER 4 and FIT related to mis-selling, failing to be open and co-operative, a lack of fitness/propriety, conflicts of interest, and failing to act on
  4. Final notice 2020: Auto Wheels Car Sales Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Auto Wheels Car Sales Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  5. Final notice 2016: Secure Property Consultants Limited [pdf]

    Final notices Published: 24/06/2016 Last modified: 24/06/2016
    This final notice refers to breaches of COND 2.3, COND 2.4, COND 2.5, COND 2.7, PRIN 11 related to failing to satisfy Threshold Conditions for Part 4A authorisation in the consumer credit sector. We imposed a refusal.
  6. Final notice 2020: Platinum Heating Services Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Platinum Heating Services Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2017: Eastbourne Community Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  8. Final Notice 2017: Skelmersdale Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  9. Final Notice 2019: Henderson Investment Funds Limited [pdf]

    Final notices Published: 20/11/2019
    This final notice refers to breaches of PRIN 3 and PRIN 6 related to the unfair treatment of customers in the Asset Management sector. We imposed a financial penalty.
  10. Final Notice 2019: DMC Health Wize Limited [pdf]

    Final notices Published: 08/05/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.