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Policy statements
List of policy statements -
CP24/7: Payment Optionality for Investment Research
We are consulting on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research -
FCA Information Request – General insurance value measures pilot - second information request [pdf]
For more detail on the definitions of value measures. The information request for the second dataset included changes to widen the definition of an ‘add-on’, and clarify that enquiries should be excluded from the data and that buildings only and -
Transforming to a forward-looking, proactive regulator
Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar. -
The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins
FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst). -
FCA Statement – authorising and supervising insurance special purpose vehicles [pdf]
In this Statement the Financial Conduct Authority (FCA) sets out its approach and expectations when authorising and supervising insurance special purpose vehicles (ISPVs) in line with the FCA’s objectives and Threshold Conditions. This statement -
CP15/31: Strengthening accountability in banking and insurance: regulatory references
CP15/31: Strengthening accountability in banking and insurance: regulatory references. Consultation papers First published:. ... FCA insurance controlled functions. Notified non-executive director roles and credit union NEDs. -
Increasing transparency and engagement at renewal in general insurance markets: PS16/21
In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance. -
PS22/12: Pensions Dashboards rules for pension providers
Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards. -
Defined Benefit Advice Assessment Tool (DBAAT)
The FCA Defined Benefit Advice Assessment Tool (DBAAT) helps the market understand how they assess the suitability of Defined Benefit (DB) pension transfer and related investment advice and disclosures. -
Impact assessment:Thematic Review: Delegated authority: Outsourcing in the general insurance market (TR15/7) [pdf]
This impact assessment relates to TR15/7. It has been verified by the Regulatory Policy Committee.