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Policy statements
List of policy statements -
Investors in the EEA Life Settlements Fund should consider making a complaint now
The EEA Life Settlements Fund is an unregulated collective investment scheme made up of traded life insurance policies (TLPIs), based in Guernsey and previously listed on the Channel Islands Securities Exchange. ... TLPIs are investments in life -
Complaints fall by 5%: PPI, current accounts and general insurance still most complained about products
The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,358,732 new complaints between January and June 2014. -
PS13/4 Financial Conglomerates Directive – Technical Review Amendments
We are publishing new rules for financial conglomerates. -
FG22/1: The FCA’s approach to the review of Part VII insurance business transfers
We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers. -
Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)
Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL) -
Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling
The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted -
Consumer Investments Strategy - 2 Year Update
The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021. -
FCA sets out potential remedies to tackle concerns about general insurance pricing
The FCA has today published the interim report of its market study into the pricing of home and motor insurance. -
Financial Services & Markets Act 2023 gives FCA new powers to protect access to cash
FCA’s new powers are an important step towards maintaining reasonable provision of cash deposit and withdrawal services. -
The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer
he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.