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FCA fines CT Capital Ltd for failures related to PPI complaint handling
FCA fines CT Capital Ltd for failures related to PPI complaint handling. ... The Financial Conduct Authority (FCA) has today fined CT Capital Ltd (CT Capital) £2,360,900 for serious failings in its historic Payment Protection Insurance (PPI) complaint -
Vote Reporting Group
Find out how the group aims to improve shareholder vote reporting by UK asset managers. -
FCA statement regarding potential enforcement action against Link Fund Solutions Ltd
This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange. -
FCA reveals GFIN Greenwashing TechSprint winners
The FCA hosted the first Global Financial Innovation Network (GFIN) Greenwashing TechSprint Showcase day on 20 September 2023. -
National Loans (clone of FCA firm)
National Loans (clone of FCA firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect -
Access to cash coverage in the UK 2022 Q1
The FCA provides an overview of geographical cash access coverage in the UK at the end of the first quarter of 2022. -
Raymond James Investment Services Ltd (clone of FCA authorised firm)
Raymond James Investment Services Ltd (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
Virgin Money (clone of FCA authorised firm)
Virgin Money (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
RDR adviser population & Professionalism research - 2012 Survey - Technical report [pdf]
This report describes the methodology employed for the Financial Services Authority’s (FSA’s) survey research, Progress towards the Professionalism requirements of the Retail Distribution Review: 2012 Survey. The research was conducted jointly -
CWG Markets (clone) (clone of FCA authorised firm)
CWG Markets (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how